Becoming a client involves the following steps:

  1. Please review our Privacy Policy and Investment Management Agreement, then send the completed forms to us including all appendices and required signatures.
  2. If you have one or more accounts that you would like us to handle, whether it be an existing or new account, we will send the necessary forms to you.

Once the account(s) are opened by the custodian, we will contact you with your new account information. Please do not send any checks or cash to Kothar Capital Management as we do not take custody of client funds. Instead, all funds and deposits should be mailed or wired directly to your custodian. Many of our clients elect to custody their accounts with Fidelity Investments and/or Charles Schwab, which both offer low cost brokerage, custody, and clearing services. However, clients are free to maintain their account(s) at the firm(s) of their choice. In all cases, accounts belong to the client and the client would receive regular statements and confirmations from the custodian. We are only authorized to make discretionary investment decisions on your behalf and, if applicable, to deduct fees from the accounts when due.